funds can provide significantly useful, beneficial investment options
for plan participants. Plan sponsors who wish to utilize high performing
investment managers or investment managers who do not advise mutual
funds can customize their plans with competitive unitized funds. Our
experience working with trusts, investment funds, unitizing,
recordkeeping and participant communications give us the ability to
advise plan sponsors regarding the usefulness, structure and operation
of unitized funds.
coordinating unitized fund set-up, cash flows and trading procedures
allows us to assist recordkeepers in establishing funds for their
clients. Establishing target liquidity and target variances in
agreements, coordinating unitization agreements with investment
management agreements are among the issues confronting recordkeepers and
our experience can help. Creating participant communication materials
involving unitized funds is also an important function where our ability
and experience can help recordkeepers serve their clients.
Investment Management Firms
experience working with unitized manage portfolios can be used to help
investment management firms or advisors who select and monitor
investment managers for clients develop a product for marketing. There
are a number of issues to consider before offering unitized solutions to
advisors and plans sponsors. We can make sure all relevant issues are covered in the product development process.
Our electronic interfaces assist trustees and custodians in providing a quality efficient program to their clients. We assist with trading issues, cash movement, settlement and reporting. There are numerous issues to consider to ensure a smooth process flow. Our
experience in the trustee and custodian industries allow us to provide
the insight necessary to create a productive business line.